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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-01-11
  • IN RA
    APPROVED
    Since 2018-01-11

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

9602 Coldwater Rd Suite 204, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Millard Financial Group (Formerly Millard Advisors) Craigville IN 04/2007 Present
Neidiger, Tucker, Bruner Inc. Englewood CO 12/2015 01/2018
Brookstone Capital Management Wheaton IL 01/2018 Present
  • 04/2007 → Present
    Millard Financial Group (Formerly Millard Advisors)
    Craigville, IN
  • 12/2015 → 01/2018
    Neidiger, Tucker, Bruner Inc.
    Englewood, CO
  • 01/2018 → Present
    Brookstone Capital Management
    Wheaton, IL
Previous Registrations
  • 2015-12-28 → 2018-01-15
    Ntb Financial Corporation
    Ft. Wayne, IN
    Highlands Ranch, CO
  • 2013-06-24 → 2015-12-17
    Dynasty Capital Management, Inc
    Fort Wayne, IN
    Englewood, CO
  • 2013-03-18 → 2013-11-07
    Craigville, IN
Other Businesses

INSURANCE SALES 65 HOURS MNONTH 1.Millard Financial Group, Life Ins and Annuities, principal, 0 trade per month 2007;2. Joshua L Millard, Life & health insurance, 0 trade per month 2007,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-21
  • S65 Uniform Investment Adviser Law Examination
    2013-02-21

View on SEC IAPD

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