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400 Chesterfield Center Suite 400, Chesterfield, MO 63005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-04-23 |
| MO | RA | APPROVED | 2015-07-20 |
Branch Locations
400 Chesterfield Center Suite 400, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yu & Money Llc | Chesterfield | MO | 10/2017 | Present |
| Yu Financial Advice Llc | Chesterfield | MO | 03/2015 | Present |
Name: YU & Money LLC Address: 1305 Carriage Crossing Lane, Chesterfield, MO 63005 START DATE: 10/05/2017 HOURS/MONTH: About 30% of working hours TRADING HOURS/MONTH: 0 NATURE OF BUSINESS: Book publishing & general education (seminar, online class etc.) on basic money education such as what 401(k), IRA, mutual funds, stocks are etc. No specific investment advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-31 |
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
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