James Michael Cohen

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Farmington Hills, MI
• 11/2014 → 12/2019
  Bank Of America, N.A.
  Farmington Hills, MI
• 03/2020 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI
• 08/2021 → Present
  Raymond James & Associates Inc.
  Birmingham, MI

Previous Registrations

• 2020-08-05 → 2021-08-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI
  New York, NY
  Bloomfield Hills, MI
• 2013-11-20 → 2019-12-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Farmington Hills, MI
  Saint Petersburg, FL

Exams

• S66 Uniform Combined State Law Examination
  2013-11-17

Other Names

• James Michael Cohen
• James M Cohen