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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED_RES | 2023-09-05 |
| VA | RA | APPROVED | 2023-09-05 |
Branch Locations
2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Atlanta | GA | 02/2016 | Present |
| E*Trade Securities Llc | Atlanta | GA | 02/2016 | Present |
| Morgan Stanley | Atlanta | GA | 01/2023 | Present |
| Morgan Stanley | Atlanta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2024 | Present |
*701292 - Roo Roo Pets, LLC; Investment related: Yes; Chamblee, Georgia; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 10; Administrative:Accounting/Bookkeeping:Business Development/Growth:Check Signing/Funds Disbursements:Customer Service:Fundraising:Investment Decisions/Advice:Labor/Service:Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-14 |
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