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Dominick Ryan Anton

Twin Rivers Wealth Management

Sacramento, CA

CRD 6172039

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Employer firm

Twin Rivers Wealth Management CRD 305773

$122M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Twin Rivers Wealth Management

1783 Tribute Rd., Suite D, Sacramento, CA 95815 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
ID RA APPROVED 2023-07-07
TX RA APPROVED_RES 2020-11-23
  • CA RA
    APPROVED
    Since 2025-01-01
  • ID RA
    APPROVED
    Since 2023-07-07
  • TX RA
    APPROVED_RES
    Since 2020-11-23

Branch Locations

1783 Tribute Rd., Suite D, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fair Oaks CA 06/2014 02/2020
Twin Rivers Wealth Management Sacramento CA 03/2020 Present
Previous Registrations
Other Businesses

Independent insurance agent 06/23/2011 to present, 2-3 hours a week during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
  • S66 Uniform Combined State Law Examination
    2014-08-29
Designations
  • Certified Financial Planner
Other Names
  • Dom Ryan Anton
  • Dominick Ryan Romano

View on SEC IAPD

Nearby Firms

GUANILL WEALTH MANAGEMENT
ENDEAVOR FINANCIAL PLANNING
LPL FINANCIAL LLC

Nearby Investors

EDWARD SAL GUANILL
GARY PETER LIBHART
PAIGE DETER FARRELL

Nearby Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA

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