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Dominick Ryan Anton

Twin Rivers Wealth Management

Sacramento, CA

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Current Employers
Twin Rivers Wealth Management

1783 Tribute Rd., Suite D, Sacramento, CA 95815 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
ID RA APPROVED 2023-07-07
TX RA APPROVED_RES 2020-11-23
  • CA RA
    APPROVED
    Since 2025-01-01
  • ID RA
    APPROVED
    Since 2023-07-07
  • TX RA
    APPROVED_RES
    Since 2020-11-23

Branch Locations

1783 Tribute Rd., Suite D, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fair Oaks CA 06/2014 02/2020
Twin Rivers Wealth Management Sacramento CA 03/2020 Present
Previous Registrations
Other Businesses

Independent insurance agent 06/23/2011 to present, 2-3 hours a week during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
  • S66 Uniform Combined State Law Examination
    2014-08-29
Designations
Other Names
  • Dom Ryan Anton
  • Dominick Ryan Romano

View on SEC IAPD

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LPL FINANCIAL LLC · SACRAMENTO, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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