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Harrison Clay Willner

Ttp Investments, Inc.

San Jose, CA

CRD 6171789

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Employer firm

Ttp Investments, Inc. CRD 284082

$571M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ttp Investments, Inc.

1978 The Alameda, San Jose, CA 95126 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-30
NH RA APPROVED 2016-06-30
TX RA APPROVED 2016-06-30
  • CA RA
    APPROVED
    Since 2016-06-30
  • NH RA
    APPROVED
    Since 2016-06-30
  • TX RA
    APPROVED
    Since 2016-06-30

Branch Locations

1978 The Alameda, San Jose, CA 95126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ttp Investments, Inc. San Jose CA 06/2016 Present
Previous Registrations
  • 2013-12-10 → 2016-07-07
    Ttp Investments
    San Jose, CA
Other Businesses

Business Name: The Tax Practice, Inc.; Not Investment Related; Address: 1978 The Alameda, San Jose, CA 95126; Tax Preparation Services; Position: Tax Preparer; Title: Accountant; Start Date: July 2013 Hours per month: 40 Hours During Securities Trading Hours: 1 Description of Duties: Tax preparation for clients of The Tax Practice, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-10
  • S65 Uniform Investment Adviser Law Examination
    2013-12-10

View on SEC IAPD

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