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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-17 |
Branch Locations
3410 Henderson Blvd. Suite 200, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc | Fort Worth | TX | 12/2014 | 05/2023 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 12/2014 | 05/2023 |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | 05/2023 |
| Lpl Financial | Tampa | FL | 05/2023 | Present |
1) 05/2023 - Higher Standards Financial Planning - DBA for LPL Business (entity for LPL business) - Inv. Related - Tampa, FL -160hrs/month - 100% time spent 2) 05/2023 - J D Investments Of Tampa Inc. - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Tampa, FL - Co-owner - Start Date 11/06/2018 - 1-5hrs/month - 1% time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-08 |
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