Emily Michelle Frazier

Employer firm

Spectrum Financial Inc CRD 105618

$236M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• ASSET ALLOCATION SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Spectrum Financial Inc.
  Virgnia Beach, VA
• 03/2013 → Present
  Ceros Financial Services
  Rockville, MD

Other Businesses

NAME OF BUSINESS: SPECTRUM FINANCIAL INC; TYPE: INVESTMENT ADVISORY FIRM; TITLE: CLIENT SERVICES/MARKETING; INVESTMENT RELATED; APPROX. NUMBER OF HOURS: 40 HOURS PER WEEK. NAME OF BUSINESS: NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS; ADDRESS: 6732 W. COAL MINE AVENUE#446, LITTLETON, CO 80123; 1.5 HOURS PER MONTH DEVOTED TO ACTIVITY; .25 HOURS EACH WEEK DEVOTED TO ACTIVITY DURING TRADING HOURS; NO COMPENSATION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-04
• S63 Uniform Securities Agent State Law Examination
  2013-10-12

Other Names

• Emily Michele Collins
• Emily Michelle Collins