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272 Bendix Road, Ste 600, Virginia Beach, VA 23452 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-08-04 |
Branch Locations
272 Bendix Road, Ste 600, Virginia Beach, VA 23452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Financial Inc. | Virgnia Beach | VA | 05/2012 | Present |
| Ceros Financial Services | Rockville | MD | 03/2013 | Present |
NAME OF BUSINESS: SPECTRUM FINANCIAL INC; TYPE: INVESTMENT ADVISORY FIRM; TITLE: CLIENT SERVICES/MARKETING; INVESTMENT RELATED; APPROX. NUMBER OF HOURS: 40 HOURS PER WEEK. NAME OF BUSINESS: NATIONAL ASSOCIATION OF ACTIVE INVESTMENT MANAGERS; ADDRESS: 6732 W. COAL MINE AVENUE#446, LITTLETON, CO 80123; 1.5 HOURS PER MONTH DEVOTED TO ACTIVITY; .25 HOURS EACH WEEK DEVOTED TO ACTIVITY DURING TRADING HOURS; NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-12 |
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