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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-04-20
  • OH RA
    APPROVED
    Since 2016-04-20

Branch Locations

125 Boggs Ln, Cincinnati, OH 45246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Cincinnati OH 04/2016 Present
Kestra Investment Services, Llc Cincinnati OH 09/2003 Present
Previous Registrations
Other Businesses

Business Name: KM Webb Properties, LLC Investment Related: Yes Address: 54 Carousel Circle Fairfield OH 45014 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 11/13/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Find the property, purchase it, manage it Business Name: Kehoe Financial Advisors Investment Related: Yes Address: 125 Boggs Lane Cincinnati OH 45246 Nature of Business: Insurance Position, Title or Relationship: I'm a salaried employee with a title of registered representative Start Date: 5/5/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Counsel clients on current insurance policies and annuities and help clients decide if they are insured enough Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Insurance Investment Related: No Address: 125 Boggs Lane Cincinnati OH 45246 Nature of Business: Insurance Position, Title or Relationship: Member Start Date: 3/21/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Broker Business Name: Eden Park Condominium Homeowner's Association Investment Related: No Address: 1593 Eden Park Drive Unit 8 Hamilton OH 45013 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Secretary Start Date: 1/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Record meeting minutes and vote on HOA issues Business Name: JESSIE'S LANDING CONDOMINIUM HOMEOWNER'S ASSOCIATION POSITION: Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 05/27/2021 ADDRESS: 7901 Jessies Way, 304, Hamilton OH 45011 DESCRIPTION: Vote on HOA matters Business Name: JOURNEY TO HOPE POSITION: Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 703 Compton Road, Cincinnati OH 45231 DESCRIPTION: Attend board meetings Consolidate weekly spending into a budget

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-05
  • S66 Uniform Combined State Law Examination
    2013-07-05
Designations

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