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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-28
MN RA APPROVED 2013-11-14
  • TX RA
    APPROVED_RES
    Since 2016-06-28
  • MN RA
    APPROVED
    Since 2013-11-14

Branch Locations

971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc St. Paul MN 02/2013 Present
City National Bank St. Paul MN 05/2019 Present
Other Businesses

(1) FORECAST PUBLIC ART, 2300 MYRTLE AVENUE, SUITE 160, ST.PAUL,MN 55114, ON THE FINANCE COMMITEE,11/10/14 TO 12/01/14, COUNCIL MEMBER(NOT ASSOICATED WITH BOARD OF DIRECTORS), 1 HOUR DURING THE WEEK, 0 HOURS DURING SECURITY TRADING HOURS, A NON-PROFIT ORGANIZATION THAT CONNECTS ARTIST TALENT WITH COMMUNITY NEEDS. (2) NAME OF ENTITY: Dan Schlesinger ADDRESS: 4124 Bryant Ave S Minneapolis, MN 55409 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Household Employer for Nanny CAPACITY: Sole Proprietor START DATE: 01/08/2024 DUTIES: Perform payroll for Nanny Household Employee HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-15
S63 Uniform Securities Agent State Law Examination 2013-06-21
  • S66 Uniform Combined State Law Examination
    2013-10-15
  • S63 Uniform Securities Agent State Law Examination
    2013-06-21

View on SEC IAPD

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