Joshua M Dickey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
• 09/2013 → Present
  Bank Of America, N.A.
  Northridge, CA

Other Businesses

I*11039For profit or not for profit: Name of outside business organization: Rental PropertyInvestment related: Address of business:Fresno, California 93705Nature of business: Position, title, association: , Start date of relationship: 5/27/2021Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 I*: 399558 Entity Type: Entity Charitable Name of OBA: Fresno Reel Pride Address: FresnoCalifornia93744 Investment Related: n Position, Title, Association: Board Member Employee Start Date: 08/06/2025 No Hours: 2hr/wk No Hours during trading:0 Duties: LGBTQ+ Film Festival I will be assisting with the general operations of this year's fesitval with is scheduled to from Sept 20-22.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-18

Other Names

• Joshua Dickey