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Susan S Yang

Morgan Stanley

Newport Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-25
CA RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2021-05-25
  • CA RA
    APPROVED
    Since 2021-05-18

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 01/2015 11/2016
Lourdmurray Beverly Hills CA 11/2016 01/2018
Ubs Financial Services Los Angeles CA 01/2018 05/2018
Lourdmurray Beverly Hills CA 05/2018 04/2020
Hightower Advisors Llc Chicago IL 06/2019 04/2020
Goldman Sachs & Co. Llc Los Angeles CA 05/2020 11/2020
Morgan Stanley Newport Beach CA 05/2021 Present
Corient Capital Partners Newport Beach CA 01/2021 05/2021
  • 01/2015 → 11/2016
    Morgan Stanley
    Los Angeles, CA
  • 11/2016 → 01/2018
    Lourdmurray
    Beverly Hills, CA
  • 01/2018 → 05/2018
    Ubs Financial Services
    Los Angeles, CA
  • 05/2018 → 04/2020
    Lourdmurray
    Beverly Hills, CA
  • 06/2019 → 04/2020
    Hightower Advisors Llc
    Chicago, IL
  • 05/2020 → 11/2020
    Goldman Sachs & Co. Llc
    Los Angeles, CA
  • 05/2021 → Present
    Morgan Stanley
    Newport Beach, CA
  • 01/2021 → 05/2021
    Corient Capital Partners
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-23
  • S66 Uniform Combined State Law Examination
    2014-08-23
Other Names
  • Susan Yang
  • Susan Hong
  • Susan Hong
  • Susan S Hong

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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