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Current Employers
Converse Team Financial Services, Llc

Wichita, KS • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-04-17
  • KS RA
    APPROVED
    Since 2025-04-17

Branch Locations

Wichita, KS • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-06-12
  • KS RA
    APPROVED
    Since 2019-06-12

Branch Locations

2121 N Webb Road, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Wichita KS 02/2013 Present
Keating & Associates, Inc. Wichita KS 09/2013 05/2025
Raymond James Financial Services Advisors Inc. Wichita KS 06/2019 Present
Other Businesses

(1) Name of Business: 15 Ventures, LLC Address: 2121 N Webb Rd, Wichita, KS, 67206, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member. Sign for bank loan, pay bills, and tenant agreements. (2) Name of Business: Converse Financial Advisory, Inc Address: 3500 N Rock Rd Bldg 200, Wichita, KS, 67226, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 04/29/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor and assist Mike Converse to manage our employees of the firm (3) Name of Business: Converse Team Financial Services, LLC Address: 2121 N Webb Rd, Wichita, KS, 67206-3412, United States Activity Type: Independent RIA Position/Title: Other, Advisor, Officer - President Investment Related: Yes Start Date: 04/15/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Member of the LLC. Chief Compliance Officer.\nLead DB/DC plan advisory services and lead compliance oversight with assistance from outside council. Only retirement plan business will be run through the RIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-31
S63 Uniform Securities Agent State Law Examination 2013-07-11
  • S65 Uniform Investment Adviser Law Examination
    2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    2013-07-11

View on SEC IAPD

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