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Wichita, KS • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-04-17 |
Branch Locations
Wichita, KS • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Wichita | KS | 02/2013 | Present |
| Keating & Associates, Inc. | Wichita | KS | 09/2013 | 05/2025 |
| Raymond James Financial Services Advisors Inc. | Wichita | KS | 06/2019 | Present |
(1) Name of Business: 15 Ventures, LLC Address: 2121 N Webb Rd, Wichita, KS, 67206, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member. Sign for bank loan, pay bills, and tenant agreements. (2) Name of Business: Converse Financial Advisory, Inc Address: 3500 N Rock Rd Bldg 200, Wichita, KS, 67226, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 04/29/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor and assist Mike Converse to manage our employees of the firm (3) Name of Business: Converse Team Financial Services, LLC Address: 2121 N Webb Rd, Wichita, KS, 67206-3412, United States Activity Type: Independent RIA Position/Title: Other, Advisor, Officer - President Investment Related: Yes Start Date: 04/15/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Member of the LLC. Chief Compliance Officer.\nLead DB/DC plan advisory services and lead compliance oversight with assistance from outside council. Only retirement plan business will be run through the RIA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-11 |
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