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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-01-21 |
| TX | RA | APPROVED_RES | 2020-03-11 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
White Salmon, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Sherman Oaks | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. PG OPCO LLC DBA PACIFIC GARDENS AND COMPANY; CALABASAS, CA; LANDSCAPING AND YARD MAINTENANCE; NOT DIRECTLY INVOLVED IN THE DAILY RUNNING OF THE COMPANY; PARTNER; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 09/2013** 3. Avondale Partners, LLC, Yes, Wyoming, Sole Proprietor / Owner / Partner, 01/2016, 0,0 4.River Two Properties, LLC; Investment related: Yes; Hood River, OR; real estate rental; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 0; After business hours: 1; I'm the owner of a condo I have decided to rent out. 5.River Three Properties, LLC; Investment related: Yes; Hood River, OR; To own and rent real estate properties; owner(proprietor, partner, officer, director, employee, trustee, agent); We plan to buy real estate property and rent it. there will be a property manager so our involvement will be minimal.If we need to renovate something, we will have our own manager oversee it. Our involvement will be minimal, maybe an hour a month after business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-28 |
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