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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-01-21
TX RA APPROVED_RES 2020-03-11
CA RA APPROVED 2009-06-01
  • WA RA
    APPROVED
    Since 2021-01-21
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

White Salmon, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Sherman Oaks CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Sherman Oaks, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. PG OPCO LLC DBA PACIFIC GARDENS AND COMPANY; CALABASAS, CA; LANDSCAPING AND YARD MAINTENANCE; NOT DIRECTLY INVOLVED IN THE DAILY RUNNING OF THE COMPANY; PARTNER; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 09/2013** 3. Avondale Partners, LLC, Yes, Wyoming, Sole Proprietor / Owner / Partner, 01/2016, 0,0 4.River Two Properties, LLC; Investment related: Yes; Hood River, OR; real estate rental; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 0; After business hours: 1; I'm the owner of a condo I have decided to rent out. 5.River Three Properties, LLC; Investment related: Yes; Hood River, OR; To own and rent real estate properties; owner(proprietor, partner, officer, director, employee, trustee, agent); We plan to buy real estate property and rent it. there will be a property manager so our involvement will be minimal.If we need to renovate something, we will have our own manager oversee it. Our involvement will be minimal, maybe an hour a month after business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-13
S63 Uniform Securities Agent State Law Examination 2006-04-28
  • S65 Uniform Investment Adviser Law Examination
    2006-05-13
  • S63 Uniform Securities Agent State Law Examination
    2006-04-28

View on SEC IAPD

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