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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-11 |
| CO | RA | APPROVED | 2019-06-03 |
Branch Locations
5299 Dtc Blvd Suite 210, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Springfield | MO | 03/2014 | 11/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2016 |
| Bridgerock Capital, Llc | Greenwood Village | CO | 01/2019 | 06/2022 |
| B.B. Graham And Company | Orange | CA | 06/2017 | 06/2019 |
| Raymond James Financial Services,Inc | Castle Rock | CO | 06/2019 | Present |
| Raymond James Financial Services, Advisors | Castle Rock | CO | 06/2019 | Present |
| Bridgerock Capital, Llc | Springfield | MO | 01/2017 | 01/2019 |
(1)Name of Business: Bridgerock Capital LLC Address: 5299 Dtc Blvd Ste 210, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: I'm a full time financial advisor and branch manager for Raymond James. Bridgerock Capital LLC is an LLC used only for the purpose of paying my employees including myself and operating my business expenses through.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-19 |
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