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Current Employers
Spire Wealth Management, Llc

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-17
  • VA RA
    APPROVED
    Since 2026-03-17

Branch Locations

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 05/2015 01/2019
Jpmorgan Chase Bank New York NY 05/2015 01/2019
Florida International University New York NY 07/2014 04/2022
Citigroup New York NY 01/2019 03/2021
Ameriprise Financial Services, Llc Knoxville TN 06/2022 02/2025
Spire Securities, Llc Mclean VA 03/2025 Present
  • 05/2015 → 01/2019
    Jp Morgan Securities Llc
    New York, NY
  • 05/2015 → 01/2019
    Jpmorgan Chase Bank
    New York, NY
  • 07/2014 → 04/2022
    Florida International University
    New York, NY
  • 01/2019 → 03/2021
    Citigroup
    New York, NY
  • 06/2022 → 02/2025
    Ameriprise Financial Services, Llc
    Knoxville, TN
  • 03/2025 → Present
    Spire Securities, Llc
    Mclean, VA
Other Businesses

Name of outside business organization: Schurr's LLC; Investment related: No; Nature of business: Rental Property; Position, title, association: Owner; Start date: 8/31/2025; Number of hours devoted/month: 1; Number of hours devoted during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
S63 Uniform Securities Agent State Law Examination 2015-07-10
  • S66 Uniform Combined State Law Examination
    2026-03-09
  • S63 Uniform Securities Agent State Law Examination
    2015-07-10
Other Names
  • Kathleen B Pena
  • Kathleen Pena
  • Kathleen Bianel Pena
  • Kathleen Pena-Schurr

View on SEC IAPD

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