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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 03/2013 08/2023
Minnesota Life Insurance Co St Paul MN 03/2013 08/2023
Shoemaker Financial Services Inc Germantown TN 03/2013 Present
State Farm Memphis TN 11/2011 08/2022
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2013 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 03/2013 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 03/2013 → Present
    Shoemaker Financial Services Inc
    Germantown, TN
  • 11/2011 → 08/2022
    State Farm
    Memphis, TN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-06-13 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    St. Paul, MN
Other Businesses

SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: fixed insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-08
  • S66 Uniform Combined State Law Examination
    2013-06-08
Other Names
  • Jacob Norman

View on SEC IAPD

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