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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-28 |
| AL | RA | APPROVED | 2025-02-20 |
Branch Locations
409 N Court Street Suite 4, Florence, AL 35630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Florence | AL | 11/2015 | 02/2025 |
| Concourse Financial Group Securities Inc | Florence | AL | 08/2016 | 02/2025 |
| Cetera Wealth Services, Llc | Florence | AL | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
CONCOURSE FINANCIAL GROUP AGENCY INC; Investment Related; 409 N Court Street, Suite 4, Florence, AL 35630; Insurance; Independent Producer; Start Date 10/2015; 20 hours per month with 2 hours per month occurring during trading hours; Sales and service of varied insurance products with varied carriers including Mass Mutual. >> STJ ADVISING; Non-Investment Related; Florence, AL; Website; Owner; Start Date 07/2016; 1 hour per month with no hours per month during trading hours; Maintain website (http://www.stjadvising.com) by adding general information about the insurance products/services that I offer through my broker/dealer, Concourse Financial Group Securities Inc. I do not do business as (dba) STJ Advising. STJ are my initials (Steve Tucker Jr) and Advising is a good term for how I help clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-22 |
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