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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-28
AL RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-03-28
  • AL RA
    APPROVED
    Since 2025-02-20

Branch Locations

409 N Court Street Suite 4, Florence, AL 35630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Florence AL 11/2015 02/2025
Concourse Financial Group Securities Inc Florence AL 08/2016 02/2025
Cetera Wealth Services, Llc Florence AL 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 11/2015 → 02/2025
    Concourse Financial Group Securities Inc
    Florence, AL
  • 08/2016 → 02/2025
    Concourse Financial Group Securities Inc
    Florence, AL
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Florence, AL
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-08-11 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Florence, AL
    Florence, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

CONCOURSE FINANCIAL GROUP AGENCY INC; Investment Related; 409 N Court Street, Suite 4, Florence, AL 35630; Insurance; Independent Producer; Start Date 10/2015; 20 hours per month with 2 hours per month occurring during trading hours; Sales and service of varied insurance products with varied carriers including Mass Mutual. >> STJ ADVISING; Non-Investment Related; Florence, AL; Website; Owner; Start Date 07/2016; 1 hour per month with no hours per month during trading hours; Maintain website (http://www.stjadvising.com) by adding general information about the insurance products/services that I offer through my broker/dealer, Concourse Financial Group Securities Inc. I do not do business as (dba) STJ Advising. STJ are my initials (Steve Tucker Jr) and Advising is a good term for how I help clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-11
S63 Uniform Securities Agent State Law Examination 2013-05-22
  • S65 Uniform Investment Adviser Law Examination
    2016-08-11
  • S63 Uniform Securities Agent State Law Examination
    2013-05-22
Other Names
  • Steve Alan Tucker
  • Steve Alan Tucker

View on SEC IAPD

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