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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-28 |
| CA | RA | APPROVED | 2015-12-18 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Beverly Hills | CA | 12/2015 | Present |
(1) NAME OF ENTITY: Rental Property; ADDRESS: 201-203 S 22nd Street, Columbus, OH 43205; INVESTMENT/NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Rental Property; CAPACITY: Sole Proprietor, Owner - Passive; START DATE: 02/2020; DUTIES: Working with property manager to find tenants. Managing finances i.e. mortgage payment, property tax, insurance, etc; HOURS DEVOTED PER MONTH: 8; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-14 |
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