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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-23 |
| NJ | RA | APPROVED | 2019-11-13 |
Branch Locations
2504 Highway 35, Manasquan, NJ 08736 • United States
Manalapan, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Bank | Freehold | NJ | 05/2010 | 11/2019 |
| Invest Financial Corp | Tampa | FL | 10/2015 | 12/2017 |
| Cetera Investment Advisers Llc | Freehold | NJ | 12/2017 | 11/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2017 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Freehold | NJ | 11/2019 | Present |
I*1022398, Name of OBA: First Investment Properties LLC Address: Manalapan, NJ Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/14/2022 No Hours: 5 Weekly No Hours during trading: 0 Duties: Buying and managing rental property I*465796 Entity For Profit Name of OBA: Sarai Management LLC Address: Manalapan, New Jersey, 07726 Investment Related: No Position, Title, Association: Other Employee Start Date: 10/01/2013 No Hours: 8 No Hours during trading: o Duties: Family run Construction Management company. Manage construction of single family homes as well as rehabs and rentals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-26 |
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