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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-09 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Diamond Bar | CA | 10/2012 | Present |
Entity Name: Volley Club Investment related: N "Address: Altadena CA 91001 Volley.la" Nature of the other business: Clothing Position/Title/Relationship: Owner Start Date: 03/22/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Creating and selling tshirts, hoodies, and crewneck sweatshirts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-21 |
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