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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2016-04-11 |
Branch Locations
2701 Nw Vaughn Street Suite 800, Portland, OR 97210 • United States
Portland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Portland | OR | 03/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Portland | OR | 04/2016 | Present |
| Onpoint Community Credit Union | Portland | OR | 03/2016 | Present |
(1)Name of Business: DBA: OnPoint Investment Services Address: 2701 NW Vaughn Street Suite 800, Portland, OR, 97210, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/31/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Offering the sale and service of non-deposit investment products to members of OnPoint Community Credit Union. (2)Name of Business: OnPoint Community Credit Union Address: 2701 NW Vaughn St Ste 800, Portland, OR, 97210, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/14/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Employee of Onpoint community credit union as well as independent contractor of Raymond James (3)Name of Business: OnPoint Investment Services Address: 2701 NW Vaughn St Ste 800, Portland, OR, 97210, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/07/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Compliance Analyst
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-16 |
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