Scott Allen Walton

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-29
CA	RA	APPROVED	2020-12-02

TX RA
APPROVED_RES

Since 2023-06-29
CA RA
APPROVED

Since 2020-12-02

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

2301 Watt Ave, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Elk Grove	CA	07/2002	Present
Wells Fargo Advisors Llc	Sacramento	CA	02/2013	11/2016
Wells Fargo Clearing Services, Llc	Elk Grove	CA	11/2016	Present

07/2002 → Present

Wells Fargo Bank Na

Elk Grove, CA
02/2013 → 11/2016

Wells Fargo Advisors Llc

Sacramento, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Elk Grove, CA

Other Businesses

WALK 4 MENTAL HEALTH, NOT INV RELATED, DAVIS, CA. TREASURER, START: 2/1/2016, 3 HOURS/MONTH, 0 DURING TRADING, ASSISTS PLANNING FUNDRAISING ACTIVITIES AND EVENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-02
S63	Uniform Securities Agent State Law Examination	2013-04-16

S65 Uniform Investment Adviser Law Examination

2020-12-02
S63 Uniform Securities Agent State Law Examination

2013-04-16

Other Names

Scott A Walton

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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