Timothy Pham Taraba

Current Employers

Employment History

• 02/2016 → 11/2017
  The Ayco Company, L.P./Mercer Allied
  Irvine, CA
• 11/2017 → 01/2026
  Merrill Lynch Pierce Fenner & Smith
  Newport Beach, CA
• 01/2018 → 01/2026
  Bank Of America, N.A.
  Newport Beach, CA
• 01/2026 → Present
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA

Previous Registrations

• 2017-12-11 → 2026-01-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  New York, NY
  Tustin, CA
• 2016-10-28 → 2017-12-04
  Goldman Sachs Wealth Services, L.P.
  Irvine, CA

Other Businesses

I*111311 For profit or not for profit: For-Profit Organization Name of outside business organization: Taracore Enterprises LLC Investment related: N Address of business: Yorba Linda, California 92886 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 4/7/2014 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Family owned photography business. I have no responsibilities in the operations of the business. I do not spend any time running the business. I*2034300, Entity Type, Entity for Profit, Name of OBA: PTI Holdings LLC, Address: Tustin, CA, 92782, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 10/15/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: Entity would serve as a holding company for rental property. Responsibilities would be limited as a management company is expected to be retained to handle day to day. Therefore, majority of the operations of the LLC would be entirely passive.

Exams

• S66 Uniform Combined State Law Examination
  2016-10-26
• S63 Uniform Securities Agent State Law Examination
  2013-04-16

Other Names

• Timothy Pham Taraba
• Timothy Taraba