Brenden Arnold Stephenson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 01/2017
  Stephenson, Gracik & Co, P.C.
  West Branch, MI
• 12/2013 → 10/2016
  Rehmann Financial
  Lansing, MI
• 01/2014 → 06/2017
  Scg Financial, Ltd
  West Branch, MI
• 10/2016 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2016 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2017 → Present
  Stephenson & Company P.C.
  West Branch, MI

Previous Registrations

• 2014-02-11 → 2017-06-15
  Rehmann Wealth
  West Branch, MI

Other Businesses

1) NAME OF OTHER BUSINESS: OPTIMIST CLUB OF WEST BRANCH; INVESTMENT RELATED: NO; ADDRESS: 317 WEST HOUGHTON AVENUE, WEST BRANCH, MI 48661; NATURE OF BUSINESS: NON-PROFIT / COMMUNITY SERVICE PROGRAMS DEDICATED TO THE YOUTH OF THE COMMUNITY; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RUNNING WEEKLY CLUB MEETINGS AND OVERSIGHT OF MONTHLY BOARD MEETINGS; 2) NAME OF OTHER BUSINESS: STEPHENSON & COMPANY P.C.; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING AND INCOME TAX PREPARATION; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE BOOKKEEPING AND INCOME TAX PREPARATION SERVICES, INCLUDING PAYROLL; 3)NAME OF OTHER BUSINESS: NORTH CENTRAL MI COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 121 N 4TH ST, WEST BRANCH, MI 48661; NATURE OF BUSINESS: COMMUNITY FOUNDATION / CHARITABLE; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: OGEMAW COUNTY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW GRANT APPLICATIONS AND MAKE RECOMMENDATIONS TO REGIONAL BOARD; 4) NAME OF OTHER BUSINESS: HURON COMMUNITY BANK, INVESTMENT RELATED: NO, ADDRESS: 301 NEWMAN ST., EAST TAWAS, MI, 48730, NATURE OF BUSINESS: BANK, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REVIEW AND APPROVE CORPORATE POLICIES. ENSURE THAT POLICIES ARE FOLLOWED;

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-12-05

Designations

• Certified Financial Planner