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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-12 |
| MI | RA | APPROVED | 2016-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephenson, Gracik & Co, P.C. | West Branch | MI | 11/2012 | 01/2017 |
| Rehmann Financial | Lansing | MI | 12/2013 | 10/2016 |
| Scg Financial, Ltd | West Branch | MI | 01/2014 | 06/2017 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2016 | Present |
| Stephenson & Company P.C. | West Branch | MI | 01/2017 | Present |
1) NAME OF OTHER BUSINESS: OPTIMIST CLUB OF WEST BRANCH; INVESTMENT RELATED: NO; ADDRESS: 317 WEST HOUGHTON AVENUE, WEST BRANCH, MI 48661; NATURE OF BUSINESS: NON-PROFIT / COMMUNITY SERVICE PROGRAMS DEDICATED TO THE YOUTH OF THE COMMUNITY; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RUNNING WEEKLY CLUB MEETINGS AND OVERSIGHT OF MONTHLY BOARD MEETINGS; 2) NAME OF OTHER BUSINESS: STEPHENSON & COMPANY P.C.; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING AND INCOME TAX PREPARATION; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE BOOKKEEPING AND INCOME TAX PREPARATION SERVICES, INCLUDING PAYROLL; 3)NAME OF OTHER BUSINESS: NORTH CENTRAL MI COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 121 N 4TH ST, WEST BRANCH, MI 48661; NATURE OF BUSINESS: COMMUNITY FOUNDATION / CHARITABLE; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: OGEMAW COUNTY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW GRANT APPLICATIONS AND MAKE RECOMMENDATIONS TO REGIONAL BOARD; 4) NAME OF OTHER BUSINESS: HURON COMMUNITY BANK, INVESTMENT RELATED: NO, ADDRESS: 301 NEWMAN ST., EAST TAWAS, MI, 48730, NATURE OF BUSINESS: BANK, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REVIEW AND APPROVE CORPORATE POLICIES. ENSURE THAT POLICIES ARE FOLLOWED;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-12-05 |
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