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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-12
MI RA APPROVED 2016-10-17
  • TX RA
    APPROVED
    Since 2026-01-12
  • MI RA
    APPROVED
    Since 2016-10-17

Branch Locations

203 S Second St, West Branch, MI 48661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephenson, Gracik & Co, P.C. West Branch MI 11/2012 01/2017
Rehmann Financial Lansing MI 12/2013 10/2016
Scg Financial, Ltd West Branch MI 01/2014 06/2017
Cetera Financial Specialists Llc Schaumburg IL 10/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2016 Present
Stephenson & Company P.C. West Branch MI 01/2017 Present
  • 11/2012 → 01/2017
    Stephenson, Gracik & Co, P.C.
    West Branch, MI
  • 12/2013 → 10/2016
    Rehmann Financial
    Lansing, MI
  • 01/2014 → 06/2017
    Scg Financial, Ltd
    West Branch, MI
  • 10/2016 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2016 → Present
    Schaumburg, IL
  • 01/2017 → Present
    Stephenson & Company P.C.
    West Branch, MI
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS: OPTIMIST CLUB OF WEST BRANCH; INVESTMENT RELATED: NO; ADDRESS: 317 WEST HOUGHTON AVENUE, WEST BRANCH, MI 48661; NATURE OF BUSINESS: NON-PROFIT / COMMUNITY SERVICE PROGRAMS DEDICATED TO THE YOUTH OF THE COMMUNITY; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RUNNING WEEKLY CLUB MEETINGS AND OVERSIGHT OF MONTHLY BOARD MEETINGS; 2) NAME OF OTHER BUSINESS: STEPHENSON & COMPANY P.C.; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING AND INCOME TAX PREPARATION; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE BOOKKEEPING AND INCOME TAX PREPARATION SERVICES, INCLUDING PAYROLL; 3)NAME OF OTHER BUSINESS: NORTH CENTRAL MI COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 121 N 4TH ST, WEST BRANCH, MI 48661; NATURE OF BUSINESS: COMMUNITY FOUNDATION / CHARITABLE; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: OGEMAW COUNTY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW GRANT APPLICATIONS AND MAKE RECOMMENDATIONS TO REGIONAL BOARD; 4) NAME OF OTHER BUSINESS: HURON COMMUNITY BANK, INVESTMENT RELATED: NO, ADDRESS: 301 NEWMAN ST., EAST TAWAS, MI, 48730, NATURE OF BUSINESS: BANK, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REVIEW AND APPROVE CORPORATE POLICIES. ENSURE THAT POLICIES ARE FOLLOWED;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-12-05
  • S63 Uniform Securities Agent State Law Examination
    2013-12-05
Designations

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