Best Investors Account Sign in

Roger Duane Hughey

Osaic Wealth, Inc.

West Branch, MI

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-05-10
  • MI RA
    APPROVED
    Since 2023-05-10

Branch Locations

112 N 3Rd Street, West Branch, MI 48661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Life Insurance Company Cincinnati OH 12/2004 05/2023
The O.N. Equity Sales Company Cincinnati OH 01/2005 05/2023
Osaic Wealth, Inc. West Branch MI 05/2023 Present
  • 12/2004 → 05/2023
    Ohio National Life Insurance Company
    Cincinnati, OH
  • 01/2005 → 05/2023
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 05/2023 → Present
    West Branch, MI
Previous Registrations
Other Businesses

1)ENCORE FINANCIAL GROUP;INVESTMENT RELATED;112 N 3RD ST WESTBRANCH MI 48661;SALES OF LIFE,HEALTH,FIXED INSURANCE PRODUCTS,office MANAGER;01/11/2005 TO PRESENT;80 HOURS PER MONTH;40 DURING TRADING HOURS;SALES AND MANAGEMENT OF PRODUCTS THAT SELL FIXED PRODUCTS, LIFE, HEALTH AND ANNUITIES. 2) ENCORE FINANCIAL GROUP POSITION: Financial Advisor NATURE: Corporate INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 30 START DATE: 05/11/2023 ADDRESS: 112 North 3rd. st, West Branch MI 48661, United States DESCRIPTION: Sell and service investment accounts 3) ROGER HUGHEY INS. AGENT POSITION: Ins. Agent NATURE: Sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 07/25/1975 ADDRESS: 112 North 3RD. ST., West Branch MI 48661, United States DESCRIPTION: Ins. sales and service 4) SAVAGE AND ASSOCIATES POSITION: INS Agent NATURE: Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 09/28/2023 ADDRESS: 655 Beaver Creek Circel, Maumee OH 43537, United States DESCRIPTION: Ins. Sales And service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-06
S63 Uniform Securities Agent State Law Examination 1998-05-08
  • S66 Uniform Combined State Law Examination
    2002-06-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-08
Designations
Other Names
  • Rogers Duane Hughey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Branch, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor