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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-11
MI RA APPROVED 2015-03-03
  • TX RA
    APPROVED_RES
    Since 2024-07-11
  • MI RA
    APPROVED
    Since 2015-03-03

Branch Locations

43900 Garfield Rd Ste 200, Clinton Twp, MI 48038 • United States

Washington Twp, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Macomb MI 03/2013 03/2020
Ameriprise Financial Services, Llc Clinton Twp MI 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 23188 Chase lane ct , , ray twp , MI, 48096; Not Investment-Related; 06/02/2023. Business Ownership; DAF LLC; Managing rental property; real estate property ownership; 14735 palmetto ct, , shelby twp, MI, 48315; Investment-Related; 12/21/2020; 1 to 9 hours per month; 0 during trading hours / DRF Managment; Owner; Manage Ameriprise Business; 5838 Newcastle ct , , Washington twp , MI, 48094; Investment-Related; 02/14/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Excel Networking; Director; 620 Cherry Blossom Lane , , Fenton , MI, 48430; Not Investment-Related; 05/27/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; DRF Managment; Owner; Manage advisory business; 5838 Newcastle ct , , Washington twp , MI, 48094; Investment-Related; 02/14/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-10
  • S66 Uniform Combined State Law Examination
    2014-12-10

View on SEC IAPD

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