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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-12
FL RA APPROVED 2022-04-05
MI RA APPROVED 2010-06-25
  • TX RA
    APPROVED
    Since 2026-03-12
  • FL RA
    APPROVED
    Since 2022-04-05
  • MI RA
    APPROVED
    Since 2010-06-25

Branch Locations

43900 Garfield Rd Ste 200, Clinton Twp, MI 48038 • United States

Deltona, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chicago IL 09/1999 03/2020
Ameriprise Financial Services, Llc Clinton Twp MI 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Parcel 001-021-002-82, , Arcadia Township, MI, 49613; Investment-Related; 02/28/2022 / Timeshare vacation property; 1000 Shorewood Drive, , Cape Canaveral, FL, 32920; Not Investment-Related; 08/06/2022. Outside Employment; Evola Management; Consultant - Provide consulting on practice leadership and compliance. Special projects dealing with practice operations.; ; 43900 Garfield Rd., STE 200, , Macomb, MI, 48038; Not Investment-Related; 07/01/2019; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-18
  • S63 Uniform Securities Agent State Law Examination
    1999-10-18
Designations

View on SEC IAPD

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