Best Investors Account Sign in
Inactive

Thomas Joseph Higgins

Balanced Rock Investment Advisors

Roslindale, MA

CRD 6165489

Claim This Profile
Employer firm

Balanced Rock Investment Advisors CRD 157424

$193M regulatory AUM 19 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Balanced Rock Investment Advisors

4238 Washington Street Suite 311, Roslindale, MA 02131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-11
MA RA APPROVED 2022-02-17
TX RA APPROVED_RES 2022-01-06
  • CA RA
    APPROVED
    Since 2022-07-11
  • MA RA
    APPROVED
    Since 2022-02-17
  • TX RA
    APPROVED_RES
    Since 2022-01-06

Branch Locations

4238 Washington Street Suite 311, Roslindale, MA 02131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp Bethesda MD 08/2016 09/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 07/2019 08/2020
Consulting Newburyport MA 09/2018 07/2019
Independent Consulting Newburyport MA 08/2020 12/2021
Balanced Rock Investment Advisors Roslindale MA 12/2021 Present
  • 08/2016 → 09/2018
    Ameritas Investment Corp
    Bethesda, MD
  • 07/2019 → 08/2020
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 09/2018 → 07/2019
    Consulting
    Newburyport, MA
  • 08/2020 → 12/2021
    Independent Consulting
    Newburyport, MA
  • 12/2021 → Present
    Balanced Rock Investment Advisors
    Roslindale, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-09
  • S66 Uniform Combined State Law Examination
    2016-05-09
Other Names
  • Thomas Joseph Higgins
  • Tom Higgins
  • Thomas Joseph Higgins

View on SEC IAPD

Nearby Firms

EAGLE STRATEGIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GILBERT INVESTMENT MANAGEMENT

Nearby Investors

DANIEL MACLAY FLANNERY
ASHLEY ELIZABETH MURRAY
Brian Paul Doherty

Nearby Offices

EAGLE STRATEGIES LLC · BOSTON, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BOSTON, MA
GILBERT INVESTMENT MANAGEMENT · BOSTON, MA

More in Roslindale, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor