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Brian Paul Doherty

Balanced Rock Investment Advisors

Roslindale, MA

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Current Employers
Balanced Rock Investment Advisors

4238 Washington Street Suite 311, Roslindale, MA 02131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-16
TX RA APPROVED_RES 2022-11-16
LA RA APPROVED 2022-04-04
MA RA APPROVED 2022-01-19
  • CA RA
    APPROVED
    Since 2022-11-16
  • TX RA
    APPROVED_RES
    Since 2022-11-16
  • LA RA
    APPROVED
    Since 2022-04-04
  • MA RA
    APPROVED
    Since 2022-01-19

Branch Locations

4238 Washington Street Suite 311, Roslindale, MA 02131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Street Bank Hanley MA 12/2014 04/2017
Liberty Mutual Insurance Boston MA 09/2017 12/2021
Honest Asset Management Llc Dorchester MA 01/2021 05/2022
Unemployed Franklin MA 05/2017 08/2017
Student Amherst MA 01/2012 05/2017
Balanced Rock Investment Advisors Roslindale MA 01/2022 Present
  • 12/2014 → 04/2017
    State Street Bank
    Hanley, MA
  • 09/2017 → 12/2021
    Liberty Mutual Insurance
    Boston, MA
  • 01/2021 → 05/2022
    Honest Asset Management Llc
    Dorchester, MA
  • 05/2017 → 08/2017
    Unemployed
    Franklin, MA
  • 01/2012 → 05/2017
    Student
    Amherst, MA
  • 01/2022 → Present
    Balanced Rock Investment Advisors
    Roslindale, MA
Previous Registrations
  • 2021-03-10 → 2022-05-04
    Honest Asset Management Llc
    Dorchester, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-23
  • S65 Uniform Investment Adviser Law Examination
    2020-05-23
Designations

View on SEC IAPD

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Other Offices

EAGLE STRATEGIES LLC · BOSTON, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BOSTON, MA
GILBERT INVESTMENT MANAGEMENT · BOSTON, MA
LPL FINANCIAL LLC · WEST ROXBURY, MA
CITIZENS SECURITIES, INC. · W. ROXBURY, MA
MML INVESTORS SERVICES, LLC · WEST ROXBURY, MA
OSAIC INSTITUTIONS, INC. · West Roxbury, MA
WGI DM, LLC · BOSTON, MA

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