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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-21
FL RA APPROVED 2013-09-09
CA RA APPROVED 2013-06-17
  • TX RA
    APPROVED_RES
    Since 2022-12-21
  • FL RA
    APPROVED
    Since 2013-09-09
  • CA RA
    APPROVED
    Since 2013-06-17

Branch Locations

15760 Ventura Blvd 7Th Floor, Encino, CA 91436 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Calabasas CA 06/2009 Present
Arete Wealth Management Llc Chicago IL 02/2013 Present
Arete Wealth Advisors Llc Chicago IL 02/2013 Present
  • 06/2009 → Present
    Self Employed
    Calabasas, CA
  • 02/2013 → Present
    Arete Wealth Management Llc
    Chicago, IL
  • 02/2013 → Present
    Chicago, IL
Other Businesses

-AVI BIALO MUSIC: SELF EMPLOYED MUSICIAN/Teacher; Calabasas, CA; 20 hours per month, 0 during trading hours; Start date: 05/2008. -Wealth Solutions 360 LLC &/or 360 Wealth Solutions LLC., dbas; Encino, CA 91436; Owner, Advisory and B/D services; 160 hour per month during trading hours; Start date: 2/2024. -Amp Up My Ai; dba; Encino, CA 91436; Consulting company that will help advisors use and learn AI, 10 hours per month, 5 during trading hours; Start date: 3/2026. -Black and White Ventures LLC DBA - Briefcase News; New York, NY; AI-powered daily news digest email service with personalized topic-based article summarization; 5 hours per month, 0 during trading hours; Start date: 3/2026 -INDEPENDENT FINANCIAL SOLUTIONS: INSURANCE SALES; AGENT. -ZAS CAPITAL: CRYPTO/NFT FUND; PARTNER; START DATE = 01/2022; 3 HRS/MTH; INVESTMENT RELATED. -Keystone Legacy Group; INSURANCE SALES; OWNER; START DATE = 9/2025; 10-15 HRS/MTH; NOT INVESTMENT RELATED. -Insurance Broker - HealthMarkets Insurance Agency; Start date 1/2025; 5 hours per month, Insurance Agent/sales. -Opus 86 (operated under Bright Light Ventures LLC) - CRM; Owner; Encino, CA; 12 hours per month, 4 hours during trading hours; Start date: 04/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-13
  • S66 Uniform Combined State Law Examination
    2013-06-13

View on SEC IAPD

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