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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-21 |
| FL | RA | APPROVED | 2013-09-09 |
| CA | RA | APPROVED | 2013-06-17 |
Branch Locations
15760 Ventura Blvd 7Th Floor, Encino, CA 91436 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Calabasas | CA | 06/2009 | Present |
| Arete Wealth Management Llc | Chicago | IL | 02/2013 | Present |
| Arete Wealth Advisors Llc | Chicago | IL | 02/2013 | Present |
-AVI BIALO MUSIC: SELF EMPLOYED MUSICIAN/Teacher; Calabasas, CA; 20 hours per month, 0 during trading hours; Start date: 05/2008. -Wealth Solutions 360 LLC &/or 360 Wealth Solutions LLC., dbas; Encino, CA 91436; Owner, Advisory and B/D services; 160 hour per month during trading hours; Start date: 2/2024. -Amp Up My Ai; dba; Encino, CA 91436; Consulting company that will help advisors use and learn AI, 10 hours per month, 5 during trading hours; Start date: 3/2026. -Black and White Ventures LLC DBA - Briefcase News; New York, NY; AI-powered daily news digest email service with personalized topic-based article summarization; 5 hours per month, 0 during trading hours; Start date: 3/2026 -INDEPENDENT FINANCIAL SOLUTIONS: INSURANCE SALES; AGENT. -ZAS CAPITAL: CRYPTO/NFT FUND; PARTNER; START DATE = 01/2022; 3 HRS/MTH; INVESTMENT RELATED. -Keystone Legacy Group; INSURANCE SALES; OWNER; START DATE = 9/2025; 10-15 HRS/MTH; NOT INVESTMENT RELATED. -Insurance Broker - HealthMarkets Insurance Agency; Start date 1/2025; 5 hours per month, Insurance Agent/sales. -Opus 86 (operated under Bright Light Ventures LLC) - CRM; Owner; Encino, CA; 12 hours per month, 4 hours during trading hours; Start date: 04/2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-13 |
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