Kenneth Richard Garber

Employer firm

Fund Direct Advisors Inc. CRD 155363

$593M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• RIA MGT. FOR 401-K,403-B & 527 PLANS; PROFIT SHAR. PLS; GOV. PEN. PLS. FOR & NON-FOR PROFIT PEN. PLS.

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1988 → Present
  W.E. Stanley & Co
  Greensboro, NC
• 07/1998 → Present
  W.E. Stanley & Co. Inc
  Greensboro, NC
• 10/1998 → Present
  Intercarolina Financial Services, Inc.
  Greensboro, NC
• 11/2011 → Present
  Fund Direct Advisors, Inc.
  Greensboro, NC

Previous Registrations

• 2014-01-08 → 2019-12-31
  Fund Direct Advisors Inc.
  Greensboro, NC
• 2011-11-18 → 2013-12-19
  Fund Direct Advisors Inc.
  Greensboro, NC

Other Businesses

STANLEY BENEFIT SERVICES, INC. NOT INVESTMENT-RELATED, 300 E. WENDOVER AVE. SUITE 101, GREENSBORO, NC 27401, RETIREMENT PLAN CONSULTANTS,VICE PRES. CLIENT SERVICES,START DATE:FEB.18,2003, DEVOTE 64 HRS./MO.,64 HRS./MO. DURING TRADING HRS.,ADMINISTER PENSION PLANS. INTERCAROLINA FINANCIAL SERVICES, INC.,INVESTMENT-RELATED,3300 BATTLEGROUND AVE.SUITE 400, GREENSBORO, NC 27410,FINRA REGISTERED BROKER-DEALER,REGISTERED REPRESENTATIVE, DEC.21,1998, DEVOTE 16 HRS./MO.,16 HRS./MO.DURING TRADING HRS.,REG.REP.FOR BROKERAGE ACCOUNTS. FUND DIRECT ADVISORS, INC. INVESTMENT RELATED, 7800 MCCLOUD ROAD. SUITE 200, GREENSBORO, NC 27409, SEC REGISTERED INVESTMENT ADVISOR, IA REPRESENTATIVE, APRIL 5,2013, 80 HOURS/MONTH,80 HOURS/MONTH DURING MARKET HOURS

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-10
• S63 Uniform Securities Agent State Law Examination
  1999-02-01

Other Names

• Ken Garber