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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-31 |
| CA | RA | APPROVED | 2020-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 03/2016 | 03/2018 |
| First Command Financial Planning, Inc | Fort Worth | TX | 03/2018 | 02/2019 |
| Morgan Stanley | Gilbert | AZ | 02/2019 | 11/2019 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-24 |
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