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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-05-21
  • WA RA
    APPROVED
    Since 2025-05-21

Branch Locations

7853 Se 27Th St Ste 285, Mercer Island, WA 98040 • United States

Bellevue, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Antonio TX 05/2022 03/2025
Proof Seoul 08/2017 11/2017
Brilliantts Jongno-Gu 11/2017 03/2018
Homemaker San Antonio TX 04/2018 06/2020
Jinma Usa San Antonio TX 07/2020 12/2020
Homemaker San Antonio TX 01/2021 04/2022
Homemaker Seoul 07/2016 07/2017
Mml Investors Services, Llc Mercer Island WA 04/2025 Present
Massmutual Life Insurance Co Mercer Island WA 04/2025 Present
  • 05/2022 → 03/2025
    San Antonio, TX
  • 08/2017 → 11/2017
    Proof
    Seoul
  • 11/2017 → 03/2018
    Brilliantts
    Jongno-Gu
  • 04/2018 → 06/2020
    Homemaker
    San Antonio, TX
  • 07/2020 → 12/2020
    Jinma Usa
    San Antonio, TX
  • 01/2021 → 04/2022
    Homemaker
    San Antonio, TX
  • 07/2016 → 07/2017
    Homemaker
    Seoul
  • 04/2025 → Present
    Mercer Island, WA
  • 04/2025 → Present
    Massmutual Life Insurance Co
    Mercer Island, WA
Previous Registrations
Other Businesses

(1) NAME: SONG REALTY LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: OWNER START DATE: 01/01/2010 NO HRS/MO: 20 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: I OWN AND MANAGE SINGLE FAMILY RENTAL PROPERTIES. (2) NAME: SONG BARTLEY REALTY INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: RENATL INCOME POSITION: OWNER START DATE: 01/01/2018 NO HRS/MO: 5 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: I OWN AND MANAGE RENTAL HOMES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2022-09-30

View on SEC IAPD

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