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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
FL RA APPROVED 2013-05-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • FL RA
    APPROVED
    Since 2013-05-01

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Aventura FL 02/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2013 → Present
    Morgan Stanley Smith Barney
    Aventura, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

CORMARCA LLC; DISTRIBUTION OF A FEW LINES OF CONSUMER STAPLES SUCH AS RICE AND ORANGE JUICE ETC.; FLORIDA; NO TIME SPENT DURING AND AFTER BUSINESS; 04/2008 *481204 - Manghi LLC; Investment related Yes; Avetnura, Florida; Real Estate; purchasing a Rental Property (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business: 0; After business hours: 1; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-26
  • S66 Uniform Combined State Law Examination
    2013-04-26

View on SEC IAPD

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