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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-15 |
| NC | RA | APPROVED | 2022-08-18 |
| CT | RA | APPROVED | 2018-01-09 |
Branch Locations
7 North St Ste 12, Litchfield, CT 06759 • United States
3608 W Friendly Ave Ste 211, Greensboro, NC 27410-4833 • United States
Greensboro, NC • United States
835 Straits Tpke Ste A, Middlebury, CT 06762 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Middlebury | CT | 01/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Middlebury | CT | 03/2020 | Present |
Outside Employment; Honey Badger Management LLC; Regular Duties of a financial advisor; Manage advisory business; 835 Straits Tpke, , Middlebury, CT, 06762; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-29 |
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