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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-23 |
| SC | RA | APPROVED | 2025-12-22 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
201 Main St Ste 1700, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 10/2014 | 02/2018 |
| Deutsche Am Distributors, Inc | Chicago | IL | 02/2018 | 02/2020 |
| Nuveen Securities, Llc | Charlotte | NC | 02/2020 | 04/2024 |
| Nuveen Asset Management, Llc | Chicago | IL | 02/2020 | 04/2024 |
| New York Life Investments | Charlotte | NC | 04/2024 | 09/2025 |
| Wells Fargo Clearing Services | Dallas | TX | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-22 |
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