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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-30 |
| TX | RA | APPROVED | 2021-08-30 |
| OR | RA | APPROVED | 2021-08-27 |
Branch Locations
805 Sw Broadway Suite 1800, Portland, OR 97205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Portland | OR | 06/2021 | Present |
| Columbia Threadneedle Investments | Portland | OR | 02/2013 | 04/2021 |
| Unemployed | Portland | OR | 05/2021 | 05/2021 |
| City National Bank | Portland | OR | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-26 |
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