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Amy Theresa Marshall

S&F Investment Advisors

Encino, CA

CRD 6164288

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Employer firm

S&F Investment Advisors CRD 129367

$106M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
S&F Investment Advisors

16633 Ventura Blvd. 540, Encino, CA 91436 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-14
  • CA RA
    APPROVED
    Since 2021-12-14

Branch Locations

16633 Ventura Blvd., #540, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S&F Investment Advisors Encino CA 02/1988 Present
Other Businesses

Bookkeeping Services 9955 Wish Ave Northridge, CA 91325 The bookkeeping services I perform are not investment related. I started in 2000. I devote about 10-15 hours monthly and almost none during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-14
  • S65 Uniform Investment Adviser Law Examination
    2021-12-14
Other Names
  • Amy Marshall

View on SEC IAPD

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