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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-24 |
| TX | RA | APPROVED | 2022-05-20 |
Branch Locations
328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States
100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States
Red Bank, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 02/2013 | 05/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | 05/2022 |
| Rbc Capital Markets, Llc | St. Petersburg | FL | 05/2022 | Present |
| City National Bank | St. Petersburg | FL | 02/2023 | Present |
(1) NAME OF ENTITY: Gupta Rental Properties ADDRESS: 20149 63rd Ave Corcoran MN 55340 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: May 01, 2024 CAPACITY: Owner DUTIES: Managing repairs/maintenance and finding tenants HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Aine Tomasso ADDRESS: 83 John St Red Bank NJ 07701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 15, 2025 CAPACITY: Owner DUTIES: Purchased rental property HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-01 |
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