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Francis William Sedgwick

Capital Wealth Planning, LLC

Naples, FL

Ambler, PA

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Current Employers
Capital Wealth Planning, Llc

9015 Strada Stell Ct Suite 203, Naples, FL 34109 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-28
  • PA RA
    APPROVED
    Since 2026-04-28

Branch Locations

9015 Strada Stell Ct Suite 203, Naples, FL 34109 • United States

Ambler, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pershing Llc Ambler PA 05/2015 06/2022
Lockwood Advisors Inc Pennington NJ 05/2015 06/2022
Sei Investments Oaks PA 04/2023 03/2026
Magis Capital Partners Llc Berwyn PA 07/2022 04/2023
Capital Wealth Planning, Llc Ambler PA 04/2026 Present
  • 05/2015 → 06/2022
    Pershing Llc
    Ambler, PA
  • 05/2015 → 06/2022
    Lockwood Advisors Inc
    Pennington, NJ
  • 04/2023 → 03/2026
    Sei Investments
    Oaks, PA
  • 07/2022 → 04/2023
    Magis Capital Partners Llc
    Berwyn, PA
  • 04/2026 → Present
    Capital Wealth Planning, Llc
    Ambler, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-25
S63 Uniform Securities Agent State Law Examination 2013-04-08
  • S65 Uniform Investment Adviser Law Examination
    2016-08-25
  • S63 Uniform Securities Agent State Law Examination
    2013-04-08
Other Names
  • Fran Sedgwick

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL
NTV FRONTIER MANAGEMENT · NAPLES, FL

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