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Current Employers
Saxony Capital Management, Llc

11152 S Towne Square, Saint Louis, MO 63123 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-03
TX RA APPROVED 2025-01-02
  • OH RA
    APPROVED
    Since 2025-01-03
  • TX RA
    APPROVED
    Since 2025-01-02

Branch Locations

11152 S Towne Square, Saint Louis, MO 63123 • United States

1502 University Blvd, Hamilton, OH 45011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saxony Securiites St. Louis MO 06/2016 Present
Saxony Capital Management St. Louis MO 06/2016 Present
  • 06/2016 → Present
    Saxony Securiites
    St. Louis, MO
  • 06/2016 → Present
    Saxony Capital Management
    St. Louis, MO
Previous Registrations
  • 2016-06-03 → 2024-12-31
    Hamilton, OH
    Saint Louis, MO
  • 2015-01-21 → 2016-06-20
    Cincinnati, OH
  • 2016-04-01 → 2016-06-08
    Callahan Financial
    Cincinnati, OH
  • 2013-10-24 → 2015-01-12
    Msi Financial Services, Inc.
    Cincinnati, OH
Other Businesses

1) Patrick Financial, DBA for investment related activity. 2) Lunken Airport Professional Pilot, non-investment related, 3059 Audubon Drive, Hamilton, OH 45011,flight instructor and contract pilot, Pilot, Started on January 1, 2013, 10 hours per month during trading hours, Contract pilot and flight instructor for fee. 3) Partner Homes, LLC, non-investment related, 3638 Saratoga Drive, Hamilton, OH 45011, rental property, Owner, started on June 1, 2012, 0 hours per month during trading and non-trading hours, passive investor in rental property. 4) High School Golf Coach, non-investment related, 7474 Morris Road, Fairfield, Oh 45011., golf coach, coaching, Starts on 7/26/2018, 40 hours per month during non-trading hours, duties include coaching high school golf team. 5) Various Insurance Companies, investment related business, 1502 University Blvd Hamilton, OH 45011, Non-variable Insurance Sales, 2 hours per month, 2 hours during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-30
  • S66 Uniform Combined State Law Examination
    2013-08-30
Other Names
  • Dan S Schmitz
  • Dan Schmitz

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