Daniel Stuart Schmitz

Employer firm

Saxony Capital Management, LLC CRD 122692

$368M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Saxony Securiites
  St. Louis, MO
• 06/2016 → Present
  Saxony Capital Management
  St. Louis, MO

Previous Registrations

• 2016-06-03 → 2024-12-31
  Saxony Capital Management, Llc
  Hamilton, OH
  Saint Louis, MO
• 2015-01-21 → 2016-06-20
  Lpl Financial Llc
  Cincinnati, OH
• 2016-04-01 → 2016-06-08
  Callahan Financial
  Cincinnati, OH
• 2013-10-24 → 2015-01-12
  Msi Financial Services, Inc.
  Cincinnati, OH

Other Businesses

1) Patrick Financial, DBA for investment related activity. 2) Lunken Airport Professional Pilot, non-investment related, 3059 Audubon Drive, Hamilton, OH 45011,flight instructor and contract pilot, Pilot, Started on January 1, 2013, 10 hours per month during trading hours, Contract pilot and flight instructor for fee. 3) Partner Homes, LLC, non-investment related, 3638 Saratoga Drive, Hamilton, OH 45011, rental property, Owner, started on June 1, 2012, 0 hours per month during trading and non-trading hours, passive investor in rental property. 4) High School Golf Coach, non-investment related, 7474 Morris Road, Fairfield, Oh 45011., golf coach, coaching, Starts on 7/26/2018, 40 hours per month during non-trading hours, duties include coaching high school golf team. 5) Various Insurance Companies, investment related business, 1502 University Blvd Hamilton, OH 45011, Non-variable Insurance Sales, 2 hours per month, 2 hours during trading.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-30

Other Names

• Dan S Schmitz
• Dan Schmitz