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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-14 |
| TX | RA | APPROVED_RES | 2024-07-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Upland | CA | 03/2016 | Present |
| California Financial Partners, Inc. | Upland | CA | 03/2020 | 01/2023 |
| California Financial Partners, Inc. | Upland | CA | 04/2012 | 03/2020 |
1. 1/4/2022 - 39 North Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 1/1/2022 - 0 Hours Per Month/0 Hours During Securities Trading - LPL commissions. 2. 3/7/2023 - Meristem Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/06/2023 - 5 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-05 |
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