Elizabeth A Duggan

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 11/2018
  Northwestern Mutual Investment Services, Llc
  Hiawatha, IA
• 04/2014 → 11/2018
  T Scott Zach
  Hiawatha, IA
• 03/2020 → 02/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cedar Rapids, IA
• 11/2019 → 02/2021
  Bari Italian
  Cedar Rapids, IA
• 10/2019 → 12/2019
  Farrell's Extreme Bodyshaping
  Cedar Rapids, IA
• 12/2018 → 10/2019
  Unemployed
  Cedar Rapids, IA
• 11/2018 → Present
  Melaleuca
  Idaho Falls, ID
• 02/2023 → Present
  Baird
  Cedar Rapids, IA

Previous Registrations

• 2021-04-06 → 2023-02-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cedar Rapids, IA
  Akron, OH
  New York, NY

Other Businesses

Rental Property, Non-investment Related Cedar Rapids, IA; 50% owner, Start 10/5/15; 1 hour/month; book keeping. For profit or not for profit: profit Name of outside business organization: Melaleuca Investment related: no Address of business (City and State Only): Idaho Falls, ID Nature of business: wellness store Position, title, association: customer/marketing executive (basically I receive commissions for referring people to shop here.) Start date of relationship: October, 2018 Number of hours devoted: 10 Number of hours devoted during trading hours: 0 Duties: explain how being a member works/answer questions/sometimes go to events for training. Farrell's For profit or not for profit: profit Name of outside business organization: Farrell's Extreme Bodyshaping Investment related: no Address of business (City and State Only): Cedar Rapids, Iowa Nature of business: fitness Position, title, association: Instructor Start date of relationship: October, 2019 Number of hours devoted: 0 as of now (when I start going again, around 4 hours/month) Number of hours devoted during trading hours: 0 Duties: instruct students during fitness classes Bari Italian For profit or not for profit: profit Name of outside business organization: Bari Italian Investment related: no Address of business (City and State Only): Cedar Rapids, Iowa Nature of business: food and service industry Position, title, association: server Start date of relationship: 11/2019 Number of hours devoted: 5-20 per week Number of hours devoted during trading hours: 0 Duties: waitress

Exams

• S66 Uniform Combined State Law Examination
  2021-04-02
• S63 Uniform Securities Agent State Law Examination
  2014-09-26

Other Names

• Beth Annette Duggan
• Elizabeth Annette Brown
• Elizabeth Annette Duggan