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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-02-28
TX RA APPROVED 2023-02-28
  • IA RA
    APPROVED
    Since 2023-02-28
  • TX RA
    APPROVED
    Since 2023-02-28

Branch Locations

200 5Th Avenue Se Suite 102, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Hiawatha IA 05/2014 11/2018
T Scott Zach Hiawatha IA 04/2014 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cedar Rapids IA 03/2020 02/2023
Bari Italian Cedar Rapids IA 11/2019 02/2021
Farrell's Extreme Bodyshaping Cedar Rapids IA 10/2019 12/2019
Unemployed Cedar Rapids IA 12/2018 10/2019
Melaleuca Idaho Falls ID 11/2018 Present
Baird Cedar Rapids IA 02/2023 Present
  • 05/2014 → 11/2018
    Northwestern Mutual Investment Services, Llc
    Hiawatha, IA
  • 04/2014 → 11/2018
    T Scott Zach
    Hiawatha, IA
  • 03/2020 → 02/2023
    Cedar Rapids, IA
  • 11/2019 → 02/2021
    Bari Italian
    Cedar Rapids, IA
  • 10/2019 → 12/2019
    Farrell's Extreme Bodyshaping
    Cedar Rapids, IA
  • 12/2018 → 10/2019
    Unemployed
    Cedar Rapids, IA
  • 11/2018 → Present
    Melaleuca
    Idaho Falls, ID
  • 02/2023 → Present
    Baird
    Cedar Rapids, IA
Previous Registrations
Other Businesses

Rental Property, Non-investment Related Cedar Rapids, IA; 50% owner, Start 10/5/15; 1 hour/month; book keeping. For profit or not for profit: profit Name of outside business organization: Melaleuca Investment related: no Address of business (City and State Only): Idaho Falls, ID Nature of business: wellness store Position, title, association: customer/marketing executive (basically I receive commissions for referring people to shop here.) Start date of relationship: October, 2018 Number of hours devoted: 10 Number of hours devoted during trading hours: 0 Duties: explain how being a member works/answer questions/sometimes go to events for training. Farrell's For profit or not for profit: profit Name of outside business organization: Farrell's Extreme Bodyshaping Investment related: no Address of business (City and State Only): Cedar Rapids, Iowa Nature of business: fitness Position, title, association: Instructor Start date of relationship: October, 2019 Number of hours devoted: 0 as of now (when I start going again, around 4 hours/month) Number of hours devoted during trading hours: 0 Duties: instruct students during fitness classes Bari Italian For profit or not for profit: profit Name of outside business organization: Bari Italian Investment related: no Address of business (City and State Only): Cedar Rapids, Iowa Nature of business: food and service industry Position, title, association: server Start date of relationship: 11/2019 Number of hours devoted: 5-20 per week Number of hours devoted during trading hours: 0 Duties: waitress

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-02
S63 Uniform Securities Agent State Law Examination 2014-09-26
  • S66 Uniform Combined State Law Examination
    2021-04-02
  • S63 Uniform Securities Agent State Law Examination
    2014-09-26
Other Names
  • Beth Annette Duggan
  • Elizabeth Annette Brown
  • Elizabeth Annette Duggan

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