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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-02-28 |
| TX | RA | APPROVED | 2023-02-28 |
Branch Locations
200 5Th Avenue Se Suite 102, Cedar Rapids, IA 52401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Hiawatha | IA | 05/2014 | 11/2018 |
| T Scott Zach | Hiawatha | IA | 04/2014 | 11/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cedar Rapids | IA | 03/2020 | 02/2023 |
| Bari Italian | Cedar Rapids | IA | 11/2019 | 02/2021 |
| Farrell's Extreme Bodyshaping | Cedar Rapids | IA | 10/2019 | 12/2019 |
| Unemployed | Cedar Rapids | IA | 12/2018 | 10/2019 |
| Melaleuca | Idaho Falls | ID | 11/2018 | Present |
| Baird | Cedar Rapids | IA | 02/2023 | Present |
Rental Property, Non-investment Related Cedar Rapids, IA; 50% owner, Start 10/5/15; 1 hour/month; book keeping. For profit or not for profit: profit Name of outside business organization: Melaleuca Investment related: no Address of business (City and State Only): Idaho Falls, ID Nature of business: wellness store Position, title, association: customer/marketing executive (basically I receive commissions for referring people to shop here.) Start date of relationship: October, 2018 Number of hours devoted: 10 Number of hours devoted during trading hours: 0 Duties: explain how being a member works/answer questions/sometimes go to events for training. Farrell's For profit or not for profit: profit Name of outside business organization: Farrell's Extreme Bodyshaping Investment related: no Address of business (City and State Only): Cedar Rapids, Iowa Nature of business: fitness Position, title, association: Instructor Start date of relationship: October, 2019 Number of hours devoted: 0 as of now (when I start going again, around 4 hours/month) Number of hours devoted during trading hours: 0 Duties: instruct students during fitness classes Bari Italian For profit or not for profit: profit Name of outside business organization: Bari Italian Investment related: no Address of business (City and State Only): Cedar Rapids, Iowa Nature of business: food and service industry Position, title, association: server Start date of relationship: 11/2019 Number of hours devoted: 5-20 per week Number of hours devoted during trading hours: 0 Duties: waitress
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-26 |
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