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Jarrod A James

Morgan Stanley

Lisle, IL

Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-15
IL RA APPROVED 2021-10-14
  • TX RA
    APPROVED
    Since 2021-10-15
  • IL RA
    APPROVED
    Since 2021-10-14

Branch Locations

4225 Naperville Road Suite 255, Lisle, IL 60532 • United States

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Barrington IL 08/2014 03/2021
Morgan Stanley Road Lisle IL 09/2021 Present
Unemployed Kildeer IL 03/2021 09/2021
  • 08/2014 → 03/2021
    Jpmorgan Securities Llc
    Barrington, IL
  • 09/2021 → Present
    Morgan Stanley
    Road Lisle, IL
  • 03/2021 → 09/2021
    Unemployed
    Kildeer, IL
Previous Registrations
  • 2014-08-19 → 2021-03-19
    J.P. Morgan Securities Llc
    Barrington, IL
    Northbrook, IL
    Northbrook, IL
    Gurnee, IL
    Grayslake, IL
    Fox Lake, IL
  • 2013-08-16 → 2013-11-19
    Waddell & Reed
    Elgin, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-15
  • S66 Uniform Combined State Law Examination
    2013-08-15
Other Names
  • Jarrod Andrew James

View on SEC IAPD

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JACOB ROBERT JOHNSTON
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Scott Nicklaus Sible
James Topping
Jonah Marcus Beauduy

Other Offices

ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
BLACKWATCH FINANCIAL GROUP, LLC · LISLE, IL
ON INVESTMENT MANAGEMENT CO · Lisle, IL
VOYA FINANCIAL ADVISORS, INC. · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
AMERIPRISE FINANCIAL SERVICES, LLC · LISLE, IL

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