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Teddy Andrew Lafharis

Wells Fargo Clearing Services, LLC

Princeton, NJ

CRD 3147501

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-24
NJ RA APPROVED 2011-06-28
  • TX RA
    APPROVED_RES
    Since 2020-09-24
  • NJ RA
    APPROVED
    Since 2011-06-28

Branch Locations

302 Carnegie Center 2Nd Fl [Pc-Rbo], Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Haddon Township NJ 06/2011 11/2016
Wells Fargo Clearing Services, Llc Haddon Township NJ 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2011-07-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Princeton, NJ
    Princeton, NJ
    Princeton, NJ
    Summit, NJ
    Princeton, NJ
  • 2007-05-29 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Summit, NJ
    Summit, NJ
    Princeton, NJ
    Princeton, NJ
    Princeton, NJ
  • 2003-10-15 → 2006-09-27
    A. G. Edwards & Sons, Inc.
    Princeton, NJ
    Princeton, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-03
S63 Uniform Securities Agent State Law Examination 1998-11-19
  • S65 Uniform Investment Adviser Law Examination
    2007-05-03
  • S63 Uniform Securities Agent State Law Examination
    1998-11-19
Other Names
  • Ted Lafharis

View on SEC IAPD

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Nearby Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ

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