Stephen Chad Clubb

Employer firm

Iams Wealth Management, LLC CRD 286085

$397M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 01/2017
  Ohio National
  Philadelphia, PA
• 04/2016 → 01/2017
  The O.N. Equity Sales Company
  Cincinnati, OH
• 06/2017 → 11/2019
  Wells Fargo Bank, Na
  Norristown, PA
• 06/2017 → 11/2019
  Wells Fargo Clearing Services, Llc
  Norristown, PA
• 10/2013 → 12/2021
  Unison Financial Associaties Llp
  Conshohocken, PA
• 12/2019 → 12/2020
  Delaware Valley Advisors
  Huntingdon, PA
• 12/2019 → 12/2020
  Securian Financial Services
  St. Paul, MN
• 12/2019 → 12/2020
  Minnesota Life Insurance Company
  St. Paul, MN
• 12/2021 → Present
  1 Road Financial, Llc
  Plymouth Meeting, PA
• 09/2021 → Present
  Iams Wealth Management
  Omaha, NE
• 09/2021 → 12/2021
  Independent Insurance Agent
  Perkionmenville, PA

Previous Registrations

• 2020-02-28 → 2020-12-07
  Securian Financial Services, Inc.
  Plymouth Meeting, PA

Other Businesses

1 Road Financial, LLC; Plymouth Meeting, PA; 12/2021- Present; Insurance Agent; Life, Health, Disability, Long-Term Care, Annuities; 60 hours/month; 30 of which are during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2020-01-03
• S63 Uniform Securities Agent State Law Examination
  2013-04-10

Other Names

• Chad Clubb
• Stephen Chad Clubb
• Stephen Clubb