Best Investors Account Sign in

Paul Andrew Keaton

Morgan Stanley

Indianapolis, IN

Indianapolis, IN

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-05-29
OH RA APPROVED 2024-04-29
IL RA APPROVED 2023-03-03
TX RA APPROVED 2022-12-12
MD RA APPROVED 2022-09-28
  • IN RA
    APPROVED
    Since 2026-05-29
  • OH RA
    APPROVED
    Since 2024-04-29
  • IL RA
    APPROVED
    Since 2023-03-03
  • TX RA
    APPROVED
    Since 2022-12-12
  • MD RA
    APPROVED
    Since 2022-09-28

Branch Locations

800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Indianapolis IN 04/2019 Present
Us Tech Baltimore MD 08/2018 04/2019
Major, Lindsey &Africa Rockville MD 08/2017 08/2018
Compliance Ds Washington DC 05/2016 08/2017
Trustpoint Washington DC 07/2016 08/2017
  • 04/2019 → Present
    Morgan Stanley
    Indianapolis , IN
  • 08/2018 → 04/2019
    Us Tech
    Baltimore, MD
  • 08/2017 → 08/2018
    Major, Lindsey &Africa
    Rockville, MD
  • 05/2016 → 08/2017
    Compliance Ds
    Washington, DC
  • 07/2016 → 08/2017
    Trustpoint
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-28
S65 Uniform Investment Adviser Law Examination 2013-03-01
  • S66 Uniform Combined State Law Examination
    2022-09-28
  • S65 Uniform Investment Adviser Law Examination
    2013-03-01
Other Names
  • Paul Keaton
  • Paul Andrew Keaton

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor