Peter F Wagner

Current Employers

Employment History

• 07/2015 → 03/2022
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2013 → Present
  Harvest
  Thiensville, WI
• 01/2017 → 03/2022
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2022 → Present
  Lpl Financial Llc
  Menomonee Falls, WI
• 03/2022 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2017-01-03 → 2022-03-11
  Cambridge Investment Research Advisors, Inc.
  Thiensville, WI
  Menomonee Falls, WI

Other Businesses

1) 3/2022- Harvest Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related - Menomonee Falls, WI- start date 1/1/2001 - 160hrs/mon - 7hrs/trading - 90% 2) 3/2022- Harvest Tax Service- Tax Preparation- inv. related- Menomonee Falls, WI- start date 1/1/2001- 100hrs/mth - 3hrs/trading - 9% 3) 3/2022- Peter Wagner- Non-variable Insurance - inv. related- Menomonee Falls, WI- start date 2/1/2016 -1hr/mth - 0hrs/trading - 1% 4) 03/23/2022 - Independent Advisor Alliance. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 3/9/2022 - 7 Hours Per Month/7 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-15