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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jess And The Echoes | Austin | TX | 01/2012 | Present |
| Axa Advisors, Llc | New York | NY | 01/2014 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakeway | TX | 11/2016 | Present |
| Bank Of America, N.A. | Lakeway | TX | 11/2016 | Present |
I*910279 For profit or not for profit: Entity For Profit Name of outside business organization: Sole Proprietor Musician Investment related: N Address of business: Austin, Texas, 78754 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 7/12/2022 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , As a contract musician I provide a variety of services that include: playing live concerts, contract session work (writing music or recording), appearing in Commercials/TV Shows and/or Movies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-16 |
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